Full text of WOODSIDE CAPITAL SECURITIES LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS DECEMBER 31, 2023 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** | 0 | | |--------------------------|--| | 0MB Number: 323~-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-68469 **FACING PAGE** **Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___ | 0=-1'-'-/0=-1 /2=3'--_ AND ENDING | __ | ____.:1~2!::/3::,.1:.:/2=3'---_ | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------|--------------------------------------------|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Woodside Capital Securities LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>• security-based swap dealer<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2650 Birch Street, Suite 100 | | | | | | | | (No. and Street) | | | | | | Palo Alto | California | | | 94306 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | | | | | Rudolph E. Burger | (650) 513-2755 | | rudy@woodsidecap.com | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | Cropper Accountancy Corporation | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | 2700 Ygnacio Valley Blvd, Suite 270<br>(Address) | Walnut Creek<br>(City) | | California<br>(State) | 94598<br>(Zip Code) | | | | | | | | | | Marcil 4, 2009<br>(Date of Re11istration with PCAOB)(if applicable) | | | 3381 | (PCAOB Registration Number, if appllcable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | • Oaims for exemption from the requirement that the annual reports be covered by the r…Read the full text as markdown