Full text of MARLIN & ASSOCIATES SECURITIES LLC's X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # MARLIN & ASSOCIATES SECURITIES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 AND # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGECOMMISSIO Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | | 0MB APPROVAL | |-------------|---------------------------| | 0MB Number: | 3235-0123 | | Expires: | August 31, 2020 | | | Estimated average burden | | | hours per resnonse 12.00 | | | | | SEC FILE NUMBER | |-----------------| | 8-68471 | **FACT G PAGE** Information Required of Brokers and Dealers Pursua nt to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ____<br>0_1_/_0_1 /_1_9 | __<br>AND ENDING _ | _ 1_2_/3_1_/_1 9 __<br>_ _<br>_ | | |------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------|---------------------------------|--| | | MMIDDNY | | MM/DDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | AME OF BROKER-DEALER: Marlin & Associates Securities LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>570 Lexington Avenue, 48th Floor | | FIRM 1.0. NO. | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | TNDEPENDENT PUBLIC ACCOUNT A T whose opinion is contained in this Report*<br>FRIEDMAN LLP | B. ACCOUNT ANT IDE TIFICATION | | | | | | (Name - if individual. state last. first. middle name) | | | | | 1 oo Eagle Rock Avenue, Suite 200 East Hanover<br>( Address) | (C oty) | NJ<br>(State) | 07936<br>(Zip Code) | | | CHECK ONE:<br>I<br>✓<br>certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement 1hat the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e){2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid *…Read the full text as markdown