Full text of ASCENDIANT CAPITAL MARKETS, LLC's X-17A-5 filed 2026-07-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68487 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 \_\_ AND ENDING 12/31/2025 filing for the period beginning 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION #### Ascendiant Capital Markets, LLC NAME OF FIRM: \_ \_ \_ \_ \_ TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### 110 Front Street Suite 300 | | inu. Allu offeet | | | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------------------------|------------|--|--| | Jupiter | ட | | 33477 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael O. Brown | 678-894-1959 | mobrown@bdsolutions.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | David Lungren & Co. | | | | | | 505 N. Mur-len Road | (Name - if individual, state last, first, and middle name)<br>Olathe | KS | 66062 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 1/5/2015 | | 6075 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION Michael O. Brown , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Ascendiant Capital Markets, LLC as of the same of the same as…Read the full text as markdown