Full text of GRANDVIEW CAPITAL MARKETS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHA GE COMMISSIO Washington, D.C. 20549** | 0MB APPROVAL | | | |----------------------------|-----------------|--| | 0MB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated a | | | | hours per response 12.00 | | | ### **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | | 8-68488 | | |--|------------------|--| | | SEC FI LE NUMBER | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of tht Securities Exchange Act of 1934 and Rule 17a-5 Thereunde,** | REPORT FOR THE PERIOD BEGIN ING | 111 /2019<br>MM/DD/YY | AND ENDING | | 12/31/2019<br>MM/DD/YY | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------|--------------------------------|--| | | | | | | | | | A. REGISTRA T IDENTIFICATIO | | | | | | NAME OF BROKER-DEALER: | Grandview Capital Markets, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPA L PLACE OF BUSINESS: (Do not u c P.O. Box<br>o.) | | | | FIRM I.D. NO. | | | 110 E 42nd Street, Suit~ 1310 | | | | | | | | o. and Strcc1) | | | | | | ew York | NY | | 10017 | | | | | (S1utc) | | (Zip Code) | | | | NAME A D TELEPHONE | UMBER OF PERSO TO CO TACT I<br>REGARD TO TH IS REPORT | | | | | | Bret Logue | | | 510-967-7645 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTlFICATJON | | | | | | INDEPENDENT PUBLIC ACCOUNTA T who e opinion is contained on this Report* | | | | | | | Turner, Stone & Company | | | | | | | | (Name- if indi vidual. state last. first. middle name) | | | | | | 12700 Park Central Drive, Suite 1400 | Dallas | | TX | 78251 | | | (Address) | (City) | | (State) | (Zip Code) | | | CHEC K ONE: | | | | | | | ~ Certified Public Accountant | | | | | | | 0<br>Public Accountant | | | | | | | 0 | Accountant not resident in United States or any of its po sessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | \* *Claims.for exemplionfrom the requirement 1hat cite a11nua/ repon be covered by rite opinion ofa11 independenr public acco1111ta11t musr he supported by a sratement of/acts and circumstances relied on as the basis/or the exemption. See 240. I 7a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control…Read the full text as markdown