FWS RETIREMENT SERVICES, LLC X-17A-5 (2016-02-24) — Broker-dealer annual report

Full text of FWS RETIREMENT SERVICES, LLC's X-17A-5 filed 2016-02-24 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: FWS RETIREMENT SERVICES, LLC
• Form: X-17A-5
• Filed: 2016-02-24
• Period: 2015-12-31
• Accession: 0001482026-16-000002
• CIK: 1482026
• File #: 8-68491
• Material weakness: No
• Auditor: Ernst Wintter & Associates
• Auditor location: Walnut Creek, CA
• Contact: Elizabeth Collins
• Phone: 415-526-2759
• Signed by: Michael Sladky (Managing Director)

Document text (excerpt)

X-17A-5 0001482026 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N FWS RETIREMENT SERVICES, LLC 50 CALIFORNIA STREET, 12TH FLOOR SAN FRANCISCO CA 94111 Elizabeth Collins 415-526-2759 Ernst Wintter & Associates 675 Ygnacio Valley Rd. Suite A200 Walnut Creek CA 94596 Certified Public Accountant Michael Sladky FWS RETIREMENT SERVICES, LLC 12-31-2015 Michael Sladky Managing Director Y

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• X-17A-5 — 2019-03-15
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• X-17A-5 — 2017-02-22
• X-17A-5/A — 2016-02-24
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)