Full text of PLEXUS FINANCIAL SERVICES, LLC's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # SEC FILE NUMBER 8 - 68504 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2024** AND EN DI NG **\_1\_2\_/3\_1\_/2\_0\_2\_4 \_\_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAMEOFFIRM: PLEXUS FINANCIAL SERVICES, LLC TYPE OF REGISTRANT (check all applicable boxes): **[i]** Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 21805 Field Parkway, Suite 320 | | (No. and Street) | | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------|---------------------|--| | Deer Park | IL | | 60010 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Peter Sinelnikov | 212-751-4422 | psinelnikov@dfppartners.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Plante Moran, PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10 S. Riverside Plaza<br>(Address) | Chicago<br>(City) | IL<br>(State) | 60606<br>(Zip Code) | | | 10/20/2003<br>l" | | 166 | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Peter Sinelnikov | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------…Read the full text as markdown