CODE ADVISORS LLC X-17A-5 (2018-03-22) — Broker-dealer annual report

Full text of CODE ADVISORS LLC's X-17A-5 filed 2018-03-22 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CODE ADVISORS LLC
• Form: X-17A-5
• Filed: 2018-03-22
• Period: 2017-12-31
• Accession: 0001484899-18-000003
• CIK: 1484899
• File #: 8-68511
• Material weakness: No
• Auditor: Ernst Wintter & Associates LLP
• Auditor location: Walnut Creek, CA
• Contact: Robert Schooler
• Phone: 415-659-8081
• Signed by: Robert L. Schooler (CFO)

Document text (excerpt)

X-17A-5 0001484899 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N CODE ADVISORS LLC 101 SECOND STREET SUITE 2225 SAN FRANCISCO CA 94105 Robert Schooler 415-659-8081 Ernst Wintter & Associates LLP 675 Ygnacio Valley Road Suite A200 Walnut Creek CA 94596 Certified Public Accountant Robert L. Schooler CODE ADVISORS LLC 12-31-2017 Robert L. Scooler CFO Y

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Other filings by this registrant

• X-17A-5 — 2023-02-23
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-24
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-28
• X-17A-5 — 2017-03-24
• X-17A-5 — 2016-03-29
• X-17A-5 — 2015-03-31
• X-17A-5 — 2014-03-18
• X-17A-5 — 2013-04-01
• X-17A-5 — 2012-03-14

Original filing on SEC EDGAR (source of record)