Full text of AMERICAN ELM DISTRIBUTION PARTNERS, LLC's X-17A-5 filed 2024-09-26 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/2023 06/30/2024 and ending MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OFFIRM: American Elm Distribution Partners LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # One New Hampshire Avenue, Suite 125 | | (No. and Street) | | |----------------------------------------------|--------------------------------|---------------------------| | Portsmouth | NH | 03801 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Kimberly Ryan | 248-224-8713 | kryan@compliance-risk.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | D APCOUNTANT INCRETICATION | | ## B. Accountant identification INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # David Lundgren & Company | | (Name - if individual, state last, first, and middle name) | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 505 North Mur-Len Road | Olathe | KS | 66062 | | (Address) | (City) | (State) | (Zip Code) | | 1/5/2015 | | 6075 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for evenntion from the requirement that the annual renorts of an indenendent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION Michael Ponticello , swear (or affirm) that, to the best of my knowledge and belief, the financial rep…Read the full text as markdown