# COWEN PRIME SERVICES LLC X-17A-5/A (2018-03-06) — Broker-dealer annual report

- Company: COWEN PRIME SERVICES LLC
- Form: X-17A-5/A
- Filed: 2018-03-06
- Period: 2017-12-31
- Accession: 0001487038-18-000002
- CIK: 1487038
- File #: 8-68531
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: phongsy khowong
- Phone: 6465621772
- Signed by: James R. Simmons (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1487038/000148703818000002/Cowenprimepublicsec.pdf

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X-17A-5/A

 0001487038
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N
 On March 1, I filed the x-17a-5 but forgot to submit the exemption report. I am submitting the exemption report with the filing.

 COWEN PRIME SERVICES LLC

 599 LEXINGTON AVENUE
 21ST FLOOR
 NEW YORK
 NY
 10022

 phongsy khowong
 6465621772

 KPMG LLP

 345 Park Avenue
 New York
 NY
 10154

 Certified Public Accountant

 James R. Simmons
 COWEN PRIME SERVICES LLC
 12-31-2017
 James R. Simmons
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.