# COWEN PRIME SERVICES LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

- Company: COWEN PRIME SERVICES LLC
- Form: X-17A-5
- Filed: 2020-03-02
- Period: 2019-12-31
- Accession: 0001487038-20-000002
- CIK: 1487038
- File #: 8-68531
- Material weakness: Yes
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: Francis Jordan
- Phone: 646-690-3257
- Signed by: Francis Jordan (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1487038/000148703820000002/Prime_SFC_upload_to_SEC.pdf

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X-17A-5

 0001487038
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 Y

 COWEN PRIME SERVICES LLC

 599 LEXINGTON AVENUE
 21ST FLOOR
 NEW YORK
 NY
 10022

 Francis Jordan
 646-690-3257

 KPMG LLP

 345 Park Ave
 New York
 NY
 10154-0102

 Certified Public Accountant

 Francis Jordan
 COWEN PRIME SERVICES LLC
 12-31-2019
 Francis Jordan
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.