Full text of STAR MOUNTAIN ADVISORS, LLC's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STAR MOUNTAIN ADVISORS, LLC (S.E.C. NO. 8-68541)** **Statement of Financial Condition December 31 , 2023 and Independent Auditors' Report** This report is filed as a PUBLIC document in accordance with rule 17a-5(e)(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | # **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response: 12 | |------------------------| | SEC FILE NUMBER | | 8-68541 | | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|---------------------------|------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | AND ENDING 12/31/2023 | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Star Mountain Advisors, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | • Security-based swap dealer | | | • Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2 Grand Central Tower, 140 East 45th Street - | | | 37th Fl | | | | (No. and Street) | | | | | New York | NY | | | 10019 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kristina Bach | 914 907 4271 | | kristi na@fi nopsvcs. com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing* | | | | | | Alperin, Nebbia & Associates, CPA, PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 375 Passaic Avenue | Fairfield | | NJ | 07004 | | (Address)<br>02/24/2009 | (City) | 3397 | (State) | (Zip Code) | | | | | | {PCAOB Reg;,t,aUoa N,mbe,, ;f appUcable) | | | FOR OFFICIAL USE ONLY | | | | • Claims…Read the full text as markdown