Full text of BA SECURITIES, LLC's X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **BA Securities, LLC Statement of Financial Condition December 31, 2025** {1}------------------------------------------------ | ANNUAL AUDITED FOCUS REPORT FACING PAGE<br>1-2<br>_________________________________________________________________________________________ | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|---| | INDEPENDENT AUDITOR'S REPORT<br>ON THE FINANCIAL STATEMENT………………………………3<br>_________________________________________________________________________________________ | | | FINANCIAL STATEMENT | | | Statement of Financial Condition<br> | 4 | | Notes to Financial Statement5-9 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** #### NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ BA SECURITIES LLC | | 8-68545 | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--|--|--| | PART III | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | 01/01/2025<br>12/31/2025<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | BA SECURITIES LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐<br>Security-based swap dealer | | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | Four Tower Bridge, 200 Barr Harbor, Drive, Suite 400<br>________________________________________________…Read the full text as markdown