Full text of AERIS PARTNERS LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | OMBAPPROVAL | | |---------------------------|-----------------| | 0MB Number: | 3235-0123 | | Expires: | August 31, 2020 | | Estimated average burden | | | hours oer response 12.00 | | SEC FILE NUMBER s-68579 #### **FACING PAGE Information Required of Brokers and Dealers Pursuant** to **Section 17 of the Securities Exchange A,ct of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGTNNTNGJartLJary 1, 2019 | | AND ENDING December 31, 2019 | | | |-----------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------------------------|--------------------------------|--| | | MM/DD/YY. | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION. | | | | | NAME OF BROKER-DEALER: Aeris Partners LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P .0. Box No.) | | | FIRM I.D. NO. | | | 200 State Street, 11th floor | | | | | | | (No. and Street) | | | | | Bosttum | MA | 02109 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Stephen J. O'Leary | | | 617-751-4023 | | | | | | (Area Code :-Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Moody, Famiglietti & Andronico, LLP | (Name-if individual, state last,jirst, middle name) | | | | | 1 Highland Drive | Tewksbury | MA | 01876 | | | (Address) | . (City) | (State) | (Zip Code) | | | CHECK ONE:<br>i;zf certified Public Accountant<br>QPublic Accountant | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | I | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valld 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** |…Read the full text as markdown