Full text of QUADRIGA SECURITIES, LLC's X-17A-5 filed 2026-04-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### QUADRIGA SECURITIES, LLC (SEC File No. 8-68580) Report of independent registered Public Accounting Firm On Financial Statements and Supplemental Schedules for the Year ended December 31, 2025 And Review Report on Exemption Report {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | UNID AF PAUVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-68580 | | # ANNUAL REPORTS FORM X-17A-5 ## PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2025<br>MM/DD/YY | AND ENDING 12/31/2025 | MM/DD/YY | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------|--------------------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Quadriga Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer Major security-based swap participant<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 44 Cook Street, Suite 225 | | | | | | | | (No. and Street) | | | | | | Denver | | CO | 80206 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Karen A. Steighner | | (303) 795-0400 ksteighner@complianceadvisers.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | Cherry Bekaert<br>(Name - if individual, state last, first, and middle name) | | | | | | | 4610 DTC Blvd., Suite 700 | Denver | | 80237<br>CO | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | 10/20/2003 | | | 677 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | * Claims for exemption from the requirement that the annual renorts of an ind…Read the full text as markdown