SILICON VALLEY PARTNERS LLC X-17A-5/A (2021-03-11) — Broker-dealer annual report

Full text of SILICON VALLEY PARTNERS LLC's X-17A-5/A filed 2021-03-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UMTE0STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | |---------------------------| | 3235-0123 | | October 31, 2023 | | Estimated average burden | | hours per response 12.00 | | | | | SEC FILE NUMBER | |--|-----------------| | | | 8-68589 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNINGO1/O1/2O | | AND ENDING 12/31/20 | --------- | |------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------------|--------------------------------| | | MM/DD/YY | - | -<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Silicon Valley Partners LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 5031 E. Desert Jewel Drive | | | | | | (No. and Street) | | | | Paradise Valley | AZ | | 85253 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Carol Ann Kinzer (678) 525-0992 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Goldman & Company CPAs | | | | | | (Name - if ind1vid11al, stare las/, first, middle name) | | | | 3535 Roswell Road, Suite 32 | Marietta | GA | 30062 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | lvlcertified Public Accountant | | | | | a<br>Public Accountant | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** ## **<sup>1</sup>**, \_\_\_\_ Blake Warner \_ \_\_\_\_ , swear (or affirm) Lhal, to the best of my knowledge and belief the a…

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