Full text of ARTIST CAPITAL LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **ARTIST CAPITAL LLC REPORT** **PURSUANT TO RULE I7a-5(d) YEAR** **ENDED DECEMBER3I,202** Filed pursuant to Rule I7A-5(e)(3) under the Securities Exchange Aet of 1934 as a **PUBLIC DOCUMENT** {1}------------------------------------------------ ### **CONTENTS** | | Page(s) | | | | |---------------------------------------------------------------|---------|--|--|--| | Oath or Affirmation Signed | 1-2 | | | | | Registered Public Accounting<br>Report of Independent<br>Firm | 3 | | | | | Statement of Financial Condition | 4 | | | | | Notes to Statement of Financial Condition | 5-9 | | | | {2}------------------------------------------------  4601 DTC BOULEVARD · SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 **FAX:** (303) 753-0338 www.spieerieffriescom ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors and Member of Artist Capital LLC ### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Artist Capital LLC (tbe "Company) as of December 31, 2023, and the related notes to the statement of financial condition. In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023, in conformity with accounting principles generally accepted in the United States of America. ### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free or material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evide…Read the full text as markdown