# ARTIST CAPITAL LLC X-17A-5/A (2025-03-04) — Broker-dealer annual report - Company: ARTIST CAPITAL LLC - Form: X-17A-5/A - Filed: 2025-03-04 - Period: 2024-12-31 - Accession: 0001491897-25-000004 - CIK: 1491897 - File #: 8-68598 - Type: Broker-dealer - Material weakness: No - Auditor: Spicer Jeffries - Auditor location: Denver, CO - Contact: Denise Sadowski - Phone: 646-289-3297 - Signed by: Jonathan Sands (CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1491897/000149189725000004/new.pdf --- {0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ANNUAL REPORTS FORM X-17A-5 PART III UMA APPRUVAL 0149 Number 3235 0123 FITC tas Now for 2026 i slimated average burden "UU"S Del (esponse " " " SEC FILE MUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning \_1/1/2024 AND ENDING 12/31/2024 MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY NAME OF FIRM ARTIST CAPITAL LLC TYPE OF REGISTRANT (check all applicable boxes) 1 Broker-dealer Check here if respondent is also an OTC derivatives dealer do G = tick ADDRESS OF PRINCIPAL PLACE OF BUSINESS. (Do not use a P O box no.) | (No and Street) | | | | | | |-----------------|------------|--|--|--|--| | NY | 10019 | | | | | | (State) | (Zip Code) | | | | | | | | | | | | Donice Sadowski 16461-280-3207 | Lellise Jauluwski | (040)-205-0291 | రక్ష్మీడు (ISTCapital.com | |-------------------|--------------------------------|---------------------------| | (Name) | (Area Code ~ Telephone Number) | (Email Address) | | | R ACCOUNTANT Including ation | | ## B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* ## Spicer Jeffries | (Name - If individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|--------|---------|------------|--|--|--|--| | 4601 DTC Blvd. Suite 700 Denver | | Cic | 80237 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | (Date of Registration with PCAOB){if applicable) (PCAOB Registration Number, If applicable) FOR OFFICIAL USE ONLY " Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.172-5(e)(1)(ii), If applicable. Persons who are to respond to the collection of information contained in this form are neguired to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | Jonathan Sands | | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|--|--|----------------------------------------------------------------------------------------|--|-----------------------------------------------------------------------|--------| | | | | financial report pertaining to the firm of Artist Captial LLC | | | 10 558 | | 12/31 | | | 2 024 is true and correct I further swear (or affirm) that onliber the someony 000 ac- | | | | ie) sweat for stillion that neither the company not any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer ![](_page_1_Figure_3.jpeg) Signature Title: CEO Notary Public ## This filing \*\* contains (check all applicable boxes): - (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - (d) Statement of cash flows. - (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - (f) Statement of changes in liabilities subordinated to claims of creditors. - (g) Notes to consolidated financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - (i) Computation of tangible net worth under 17 CFR 240.18a-2. - (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - [k] Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - = (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - □ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - [p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. - (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - [t] Independent public accountant's report based on an examination of the statement of financial condition. - (u) independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - [1] [v] Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - [x] Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12, as applicable. - O (y) Report describing any material inadequacies found to existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - U. (z) Other: \*\* To request confidential treatment of certain portions of this filing, see 17 CFR 240.170-5(e)(3) or 17 CFR 240.180-7(d)(2), as applicable. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.