Full text of OLIVETREE FINANCIAL, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB Number: | 3235-0123 | |---------------------------|-----------| | Expires: October 31, 2023 | | | Estimated average burden | | | nours per response | 1200 | 8-68603 SECTIF NUMBER ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 1/1/2020 | | AND ENDING 12/31/2020 | | | |---------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|-----------------------|-------------------------------|--| | | MM DD YY | | MA DD PAIN | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: OLIVETREE FINANCIAL, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS (Do not use P.O. Box No.J | | | OFFICIAL USE ONLY | | | | | | FIRM I D. NO. | | | 420 LEXINGTON AVENUE | | | | | | | No. and Street ! | | | | | NEW YORK | NY | 10170 | | | | (City) | (31314) | 8210 Codes | | | | | NAME AND TELEPHONE NI MBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | CANCE PARCE | | | 247 251-4322 | | | | | | Cites Cade Telephone Vanitier | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report® | | | | | MAZARS USA LLP | | | | | | | Name: 31 reader dust state loor first online mammel | | | | | | 60 CROSSWAYS PARK DRIVE WEST WOODBURY | NY | 11797 | | | (Address) | (Cily) | (State) | (fip Cake) | | | CHECK ONE: | | | | | | | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | "Claims for cremption from the requirement that the consult report be evered by the opinion of an integration public accountian must be suggered by a statement of focs and circumsiances relied on as the basis for the exemption. See Section 20.17a-51e12 SEC 1410 (11-05) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valld OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | swear (or allifin) that, to the bes…Read the full text as markdown