Full text of INDEPENDENT INVESTMENT BANKERS, CORP.'s X-17A-5 filed 2026-02-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 OMB Number: 3235{123 Expires: Nov. 30,2026 Estimated average burden hours per response: l2 # ANNUAT REPORTS FORM X-17A-5 PART III | SEC FiLE NUMEER | | |-----------------|--| | 8-68609 | | FACING PA6E lnformation Required Pursuant to Rules !7a-5,17a-\2, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O1IO1I25 AND ENDTNG 12131125 MMIDD/YY MM/DD/YY A. REGISTRANT IDENTI FICATION NAME oF F'RM: lndependent lnvestment Bankers Corp. WPE OF REGISTRANT (check all applicable boxes): EI Broker-dealer D Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer n Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 2900 N Quinlan Park Rd, Suite 240 | (No. and Street) | | | | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|----------------------|--|--|--| | Austin | Texas | | 78732 | | | | | (City) | (Srate) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Dante Fichera | 512-266-3000 | | dfichera@iibcorp.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTI FICATION | | | | | | | Bauer & Company | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | PO Box 27BBT | Austin | TX | 78755 | | | | | (Address) | {city) | (5tateI | (Zip Code) | | | | | 11 12012014 | | 6072 | | | | | | | | | | | | | | | FOR OFFICIAI. USE ONTY | | | | | | | | | | | | | | I Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. See17 CFR 2'10. 17a-5(eXtl(ii), if applicable. Pcrrcns who arc to respond to the cqllection of information containcd in this form crc not rcquired to respond unlcse thc form dispkys a currently valid OMB control number. {1}------------------------------------------------ #### JURAT WITH AFFIANT STATEMENT ��������������������������������������������������������������������������� Rx11 State of ડેરી County of \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_…Read the full text as markdown