RICHMAN GROUP SECURITIES, INC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of RICHMAN GROUP SECURITIES, INC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: RICHMAN GROUP SECURITIES, INC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001494659-17-000002
• CIK: 1494659
• File #: 8-68632
• Material weakness: No
• Auditor: McBee & Co. PC
• Auditor location: Dallas, TX
• Contact: Rhenee Roge
• Phone: 2145363676
• Signed by: Keith H. Adams (President)

Document text (excerpt)

X-17A-5 0001494659 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N RICHMAN GROUP SECURITIES, INC 19621 F.M. 1431 SUITE 404 JONESTOWN TX 78645 Rhenee Roge 2145363676 McBee & Co. PC 718 Paulis Ave. Dallas TX 75214 Certified Public Accountant Keith H. Adams RICHMAN GROUP SECURITIES, INC 12-31-2016 Keith H. Adams President Y

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• X-17A-5 — 2020-04-24
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-20
• X-17A-5 — 2016-03-02
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-06

Original filing on SEC EDGAR (source of record)