Full text of MAA - MENTOR ALTERNATIVE ADVISORS LLC's X-17A-5 filed 2020-02-04 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ MAA - Mentor Alternative Advisors LLC Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2019 {1}------------------------------------------------ tlNITl<:DSTAT .. :S SI•:< '.l!IUl'll•:SAND X< :llAN<m (:OM MISSION WHhlngton, D.C. 10549 OMB APPROVAL OMB Number: 3235-0123 E>tplres: August 31, 2020 Estimated average burden hours per resr!Qnae ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll | SEC ALE NUMBER | |----------------| | &-68634 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | January 1 2019 | | | December 31 2019 | |-----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|------------|--------------------|--------------------------------| | REPORT FOR THE PERIOD BEGINNING | 1<br>MM/DD/VY | AND ENDING | | '<br>MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: MAA -<br>Mentor Alternative Advisors LLC | | | OFFICIAL USE ONl Y | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | 2 Greenwich Office Park - | Sui,te 300 | | | | | | (No. and Street) | | | | | Greenwich | CT | | 06831 | | | (City) | (Slate) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OP PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Steven C Bender | | | | 646.290.7248 | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Alvarez & Associates, Inc. | (Name- if Individual, Jlate last, first, middle name) | | | | | 9221 Corbin Avenue | Northridge | | CA | 91324 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE:<br>l/lcertified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | *•Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240. J7a-5{e)(2)* > Potentlal per1on1 who are to rHpond to th• collectlon of Information contained In this form are not required to re1pond…Read the full text as markdown