CAIS CAPITAL LLC X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of CAIS CAPITAL LLC's X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CAIS CAPITAL LLC
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0001495902-17-000002
• CIK: 1495902
• File #: 8-68646
• Material weakness: No
• Auditor: Lilling & Company LLP
• Auditor location: Great Neck, NY
• Contact: Timothy Shannon
• Phone: 212-201-2327
• Signed by: Timothy Shannon (President)

Document text (excerpt)

X-17A-5 0001495902 XXXXXXXX LIVE true false true 01-01-2016 12-31-2016 Broker-dealer N CAIS CAPITAL LLC 598 MADISON AVENUE 11TH FLOOR NEW YORK NY 10022 Timothy Shannon 212-201-2327 Lilling & Company LLP 10 Cutter Mill Road Great Neck NY 11021 Certified Public Accountant Timothy Shannon CAIS CAPITAL LLC 12-31-2016 Timothy Shannon President Y

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Other filings by this registrant

• X-17A-5 — 2026-02-27
• X-17A-5/A — 2025-03-17
• X-17A-5 — 2025-03-03
• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27

Original filing on SEC EDGAR (source of record)