# NORTH CAPITAL PRIVATE SECURITIES CORPORATION X-17A-5 (2016-06-14) — Broker-dealer annual report

- Company: NORTH CAPITAL PRIVATE SECURITIES CORPORATION
- Form: X-17A-5
- Filed: 2016-06-14
- Period: 2016-03-31
- Accession: 0001496269-16-000005
- CIK: 1496269
- File #: 8-68648
- Material weakness: No
- Auditor: Ernst Wintter & Associates LLP
- Auditor location: Walnut Creek, CA
- Contact: James Dowd
- Phone: 415-315-9916
- Signed by: James Dowd (President)

Original filing: https://www.sec.gov/Archives/edgar/data/1496269/000149626916000005/stmtfinconnotes.pdf

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X-17A-5

 0001496269
 XXXXXXXX

 LIVE

 false
 false
 false

 04-01-2015
 03-31-2016
 Broker-dealer
 N

 NORTH CAPITAL PRIVATE SECURITIES CORPORATION

 623 E FT UNION BLVD
 SUITE 101
 SALT LAKE CITY
 UT
 84047

 James Dowd
 415-315-9916

 Ernst Wintter & Associates LLP

 675 Ygnacio Valley Road
 Suite A200
 Walnut Creek
 CA
 94596

 Certified Public Accountant

 James Dowd
 NORTH CAPITAL PRIVATE SECURITIES CORPORATION
 03-31-2016
 none
 James Dowd
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.