Full text of CROSSTREE CAPITAL SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: "VHVTU Estimated average burden hours per response.. . . . . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** Public 68662 | SEC FILE NUMBER | |-----------------| | | | 8- | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | 01/01/2019 | | 12/31/2019<br>AND ENDING______________________________ | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | Crosstree<br>Capital<br>Securities,<br>LLC<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 2701<br>North<br>Rocky<br>Point<br>Drive,<br>Suite<br>___________________________________________________________________________________________________________________ | 925 | | | | | | | (No. and Street) | | | | | | Tampa<br>_____________________________________________________________________________________________________________________ | FL | | 33607 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________<br>Katherine Anderson 404-303-884- Ext 1002 | | | | | | | | | | (Area Code – Telephone Number) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Spicer<br>Jeffries<br>LLP<br>_____________________________________________________________________________________________________________________ | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 4601<br>DTC<br>Blvd.,<br>Suite<br>700<br>_________________________________________________________________________________________________…Read the full text as markdown