Full text of MCDERMOTT INVESTMENT SERVICES, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | | | | |---------------------------|--|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | | | | | | | | | SEC FILE NUMBER | | | | | 8-68683 # FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | "II.ING FOR THE PERIOD BEGINNING_01/01/2022 | | AND ENDING 127312022 | |---------------------------------------------|----------|----------------------| | | MM/DD/YY | MM/DD/YY | A. REGISTRANT IDENTIFICATION NAME OF FIRM: McDermott Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | | |----------------------------------------------|--------------------------------|-------------------------------|--|--|--| | Bethlehem | PA | 18018 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jeffrey Harpel | 717-249-8803 | iharpel@mcdermottadvisors.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Keiter | (Name- if individual, state last, first, and middle name) | | | | | | | | | |-----------------------------------------------------------|-----------------------|--------------------------------------------|--|--|--|--|--|--| | Glen Allen | VA | 23060 | | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | | 80 | | | | | | | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}--------------…Read the full text as markdown