Full text of CARR, RIGGS & INGRAM CAPITAL ADVISORS, L.L.C.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Carr, Riggs & Ingram Capital Advisors, LLC FINANCIAL STATEMENTS December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 0 1/01 /21 | | | AND ENDING 12/31 /21 | | | | MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Carr, Riggs & Ingram Capital Advisors, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 7035 Halcyon Park Drive | | | | | | | (No. and Street) | | | | | Montgomery | AL | | 36117 | | | (City) | (State) | | (Zip Code> | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joel Sikes | 334-467 -1092 | | joel@criadv.com | | | (Name) | (Area Code - Telephone Number) | (Email Address> | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Elliott Davis, LLC | | | | | | 341 Cool Springs Blvd, Suite 340 Franklin | (Name - if individual, state last, first, and middle name) | TN | 37067 | | | (Address) | (City) | (State) | jZip Cooe-1 | | | October 2003 | | 149 | | | | | | | (PCAOB Regiotr,tion Numbe,, if >PPllc,bleJ I | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the e,cemption. See 17 CFR 240.17a-S(e)(ll(iil, if applicable. **Persons who are to respond to the collection of information contained in this form are…Read the full text as markdown