Full text of CAPULENT LLC's X-17A-5 filed 2026-05-20 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Capulent, LLC (SEC ID No. 8-68699) Financial Statement March 31, 2026 # PUBLIC DOCUMENT Filed Pursuant to Rule 17a-5(e)(3) as a Public Document {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, **D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** OMS APPROVAL OMS Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | | | | 8-68699 | | FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING __ | ___,;0;;;4;.;;/0;;;1 | /2 __ 5;,,__ AND ENDING ______ 0 ___ 3/ __ 3 ___ 1 __ /2;;.6 __ | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------|-----------------------|--------------------------------------------|--|--|--| | MM/DD/VY<br>MM/DD/VY<br>A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Capulent, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>521' Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 3200 E Camelback Rd, Ste 130 | | | | | | | | | | (No. and Street) | | | | | | | | Phoenix | Arizona | | | 85018 | | | | | {City) | (State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Justin Bachman | (626) 319-4254 | | jbachman@capulent.com | | | | | | (Name) | (Area Code-Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Assurance Dimensions | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 4920 W. Cypress Street, Suite 102 | Tampa | | Florida | 33607 | | | | | (Address) | (City} | | (State) | (Zip Code) | | | | | April 13, 2010 | | | 5036<br>I | | | | | | (rt•<br>of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, If…Read the full text as markdown