# ECHELON CAPITAL X-17A-5 (2026-04-16) — Broker-dealer annual report - Company: ECHELON CAPITAL - Form: X-17A-5 - Filed: 2026-04-16 - Period: 2025-12-31 - Accession: 0001501684-26-000003 - CIK: 1501684 - File #: 8-68705 - Type: Broker-dealer - Material weakness: No - Auditor: Sanville & Co. - Auditor location: Dallas, TX - Contact: Daniel Seivert - Phone: 3109896119 - Email: dselvert@echelon-group.com - Website: echelon-group.com - Signed by: Daniel Seivert (CEO & Managing Partner) Original filing: https://www.sec.gov/Archives/edgar/data/1501684/000150168426000003/echeloncapital_2025.pdf --- {0}------------------------------------------------ # CALIFORNIA ALL- PURPOSE CERTIFICATE OF ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. State of California County of Los Angeles On UX: 13, 2026 \_\_ before me, Kandis D Ann Rowe, Notary Public personally appeared Daniel Brigg Seight t who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that helshelthey executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. | WITNESS my hand and official seal.
Notary Public Signature | KANDIS D ANN ROWE
Notary Public - California
Los Angeles County
Commission # 2463414
My Comm. Expires Oct 4, 2027
(Notary Public Seal) | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | DESCRIPTION OF THE ATTACHED DOCUMENT
S. Securities and Excrus
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· Securely attach this document to the signed document with a staple. | {1}------------------------------------------------ Form ID Flier Information Form ID # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB NumbSelect one (1) most relevant applicant type. Select "Flier" If none of | Filer | |-------------------------------------------------------------------------------------------|-----------------| | Conformed name:
(the name that will appear on public EDGAR) | ECHELON CAPITAL | | Company's full legal name: | ECHELON CAPITAL | | Company or individual: | Company | **the other applicant types listed below apply.** # **ONLY FOR NON-PUBLIC DRAFT REGISTRATION/OFFERING STATEMENTS (DRS/DOS)** **A** company is applying for EDGAR access to submit non-public draft registration/offering statements on submission types DRS or DOS **No** Selectin~ "Yes" will prevent the new CIK number and EDGAR account information from being made publicly available on SEC.gov until a public filing is made. This option is only available for companies who plan to submit submission types DRS or DOS. # **Applicant's mailing address** and **preferred** contact information The applicant may list its own information, or information for its registered agent, law firm, or filing agent (collectively, "third-party service provider") in this section. | Address is for a non-U.S. location
(do not select if address is for U.S. territory): | No | |-----------------------------------------------------------------------------------------|-----------------------| | Street address (line 1 ): | 2321 ROSECRANS AVENUE | | Street address (line 2): | SUITE 3285 | | City: | EL SEGUNDO | | State/U.S. Territory: | CALIFORNIA | | Zip/Postal code | 90245 | | Province/Country: | UNITED STATES | | Telephone number: | 0000000000 | **Violations of federal or state securities laws** {2}------------------------------------------------ Has the applicant (company) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, .. investment advisers, and/or other securities entitles, or bar from participation In certain industries), as a result of a federal or state securities law violation? {3}------------------------------------------------ # **PART 2 - COMPANY APPLICANT INFORMATION** ### (To be completed **only by applicants who are not natural persons)** Company business Information | Company's Tax or Federal Identification Number:
(do not ontor Social Security Number) | 273056041 | |------------------------------------------------------------------------------------------------------|-----------------| | Legal Entity Identifier (LEI), If any: | | | Legal name: | ECHELON CAPITAL | | Doing business as name, if different from legal name: | ECHELON CAPITAL | | U.S. state of incorporation: | DELAWARE | | Foreign issuer name, if different than English name used In
U.S. (enter only English characters): | | | Fiscal year end (mm/dd): | 12/31 | | Company's primary website, if any: | | ### Is the company In good standing in its state or country of incorporation? Generally, this means a company is legally authorized to do business in that state or country and has filed all required reports and paid all related fees to the relevant jurisdiction. #### **Yes** #### **Company's primary business Information** This must be the applicant company's primary business information, or that of the company's registered agent. Do not enter the address of the company's law firm or filing agent. You must enter the actual physical address; P.O. boxes are not acceptable. | Address is for a non-U.S. location
(do not select if address is for U.S. territory): | No | |-----------------------------------------------------------------------------------------|-----------------------| | Street address (line 1 ): | 2321 ROSECRANS AVENUE | | Street address (line 2): | SUITE 3285 | | City: | EL SEGUNDO | | State/U.S. Territory: | CALIFORNIA | | Zip/Postal code | 90245 | | Province/Country: | UNITED STATES | | Telephone number: | 8885609027 | #### **Single-Member Company?** You should select "Yes• if the company only has a single individual who acts as the sole equity holder, director, and officer (or, in the case of an entity without directors and officers, holds position(s) performing similar activities as a director and officer). {4}------------------------------------------------ # **PART 3 • ACCOUNT ADMINISTRATOR INFORMATION** # (To be completed by all applicants) | Account administrators are lndlvlduals authorized by the applicant to manage the applicant's EDGAR account on EDGAR should | | |----------------------------------------------------------------------------------------------------------------------------|--| | the Form ID application be granted. | | #### Prospective Account Administrator (1) The first account administrator listed on Form ID will be considered the applicant's EDGAR point of contact ("EDGAR POC") If the Form ID application Is granted. SEC staff will attempt to contact the EDGAR POC first, but may contact other account administrators If the EDGAR POC Is not available Enter full legal name, Including middle name: | First name: | Daniel | |--------------|---------| | Middle name: | Brian | | Last name: | Seivert | | Suffix: | | Business tiUe/positlon: CEO & Managing Partner ls P~ospective Account Administrator 1the applicant (for an individual applicant), or an employee of the applicant or its affiliate (for a company applicant)? #### **Yes** #### **Business address and contact information** | Address is for a non-U.S. location
(do not select If address is for U.S. territory): | No | |-----------------------------------------------------------------------------------------|----------------------------| | Street address (line 1 ): | 2321 ROSECRANS AVENUE | | Street address (line 2): | SUITE 3285 | | City: | EL SEGUNDO | | State/U.S. Territory: | CALIFORNIA | | Zip/Postal code | 90245 | | Province/Country: | UNITED STATES | | Email (and re-enter email): | dselvert@echelon-group.com | | Telephone number: | 8885609027 | #### **Violations of federal or state securities laws** Has the individual being authorized as Prospective Account Administrator (2) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealer~ .. investm~nt advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law v1olallon? {5}------------------------------------------------ ### **Prospective Account Administrator (2)** The first account administrator listed on Form ID will be considered the applicant's EDGAR point of contact ("EDGAR POC") if the Form ID application is granted. SEC staff will attempt to contact the EDGAR POC first, but may contact other account administrators If the EDGAR POC is not available # **Enter full legal name, Including middle name:** | First name: | Jessica | |--------------------------|----------------------------------| | Middle name: | Lynn | | Last name: | Cline | | Suffix: | | | Business title/position: | Vice President of Administration | Is P~ospective Account Administrator 2 the applicant (for an Individual applicant), or an employee of the applicant or its affiliate (for a company applicant) ? **Yes** ### **Business address and contact Information** | Address is for a non-U.S. location
(do not select if address is for U.S. territory): | No | |-----------------------------------------------------------------------------------------|-----------------------------| | Street address (line 1 ): | 2321 ROSECRANS AVENUE | | Street address (line 2): | SUITE 3285 | | City: | EL SEGUNDO | | State/U.S. Territory: | CALIFORNIA | | Zip/Postal code | 90245 | | Province/Country: | UNITED STATES | | Email (and re-enter email): | jcline@echelon-partners.com | | Telephone number: | 8885609027 | #### **Violations of federal or state securities laws** Has the individual being authorized as Prospective Account Administrator (2) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation? **No** {6}------------------------------------------------ # **PART 4 • BILLING INFORMATION** (To be completed only by company applicants and filing agents) Account administrators are individuals authorized by the applicant to manage the applicant's EDGAR account on EDGAR should the Form ID application be granted. | Billing contact for SEC fee account and bllllng | | |-----------------------------------------------------------------------------------------|------------------------------------------| | Enter full legal name, Including middle name: | | | First name: | Jessica | | Middle name: | Lynn | | Last name: | Cline | | Suffix: | | | Business title/position: | Vice President of Administration | | Employer: | Echelon Partners - 3C Financial Partners | | Business address and contact Information | | | Address is for a non-U.S. location
(do not select If address is for U.S. territory): | No | | Street address (line 1 ): | 2321 ROSECRANS AVENUE | | Street address (line 2): | SUITE 3285 | | City: | EL SEGUNDO | | State/U.S. Territory: | CALIFORNIA | | Zip/Postal code | 90245 | | Province/Country: | UNITED STATES | | Email: | jcline@echelon-partners.com | | Telephone number: | 3106944233 | #### **Violations of federal or state securities laws** Has the billing contact been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation? **No** {7}------------------------------------------------ # **PART 5 -SIGNATURE** ### (To be completed by **all applicants)** **An authorized individual of the applicant must sign Form ID. Refer to the EDGAR Flier Manual, Volume** I **for the definition of authorized Individual and addltlonal relevant Information.** **By signing Form ID, the authorized Individual authorizes the prospective account admlnlstrator(s) listed** on Form ID **to manage the flier's EDGAR account on EDGAR on the flier's behalf.** #### **Enter full legal name, Including middle name:** | First name: | Daniel | |-----------------------------------------------------------------------------------------|------------------------------------------| | Middle name: | Brian | | Last name: | Seivert | | Suffix: | I I I./ | | Business title/position: | CEO & Managing Partner | | Employer. | Echelon Partners - 3C Fina~·ci~lf'a~ners | | Business address and contact Information | | | Address is for a non-U.S. location
(do not select if address Is for U.S. territory): | No | | Street address (line 1 ): | 2321 ROSECRANS AVENUE | | Street address (line 2): | SUITE 3285 | | City: | EL SEGUNDO | | State/U.S. Territory: | CALIFORNIA | | Zip/Postal code | 90245 | | Province/Country: | UNITED STATES | | Email: | dseivert@echelon-group.com | | Telephone number: | 3109896119 | #### **Violations of federal or state securities laws** Has the authorized individual signing this application been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation? **No** #### **Is Form ID being signed pursuant to a Power of Attorney?** **No** {8}------------------------------------------------ | FORM ID - NOTARIZED AUTHENTICATION | | |---------------------------------------|--| | Signature of Authorized Individual: ( | | | | | Printed Name of Signature: Daniel Brian Seivert Title of Person Signing: CEO & Managing Partner Name of Notary: Kandis DAnn Rowe Date: april 13,2026 Notary Signature & Seal to be Placed Here: ![](_page_8_Picture_9.jpeg) Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.