Full text of CENTRAL STATES CAPITAL MARKETS, LLC's X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements With Report ofindependent Registered Public Accounting Firm December 31, 2023 {1}------------------------------------------------ Filed in Accordance **Rule 17a-5(e)(3)** As a Public Document {2}------------------------------------------------ {3}------------------------------------------------ {4}------------------------------------------------ ## **Central States Capital Markets, LLC** # Financial Statements As ofDecember 31, 2023 With Report of Independent Registered Public Accounting Finn | TABLE OF CONTENTS | Page | |--------------------------------------------------------|------| | Report oflndependent Registered Public Accounting Firm | 5 | | Statement of Financial Condition | 6 | | Notes to Financial Statements | 7 | {5}------------------------------------------------  To the Management and Members of Central States Capital Markets, LLC Opinion on the Financial **Statement** We have audited the accompanying statement of financial condition of Central States capital Markets, LLC (the "Company") as of December 31, 2023, and the related notes (collectively referred to as the ~financial statement"). In our opinion, the 2023 financial statement presents fairly, in all material respects, the financial position of the Company, as of December 31, 2023, in conformity with accounting principles generally accepted In the United States of America. ### **Basis for Opinion** The financial statement is the responsibility of the Company's management. Our responsibitlty is to express an opinion on the Company's financial statement based on our audit. We are a publlc accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB, Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit Included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on…Read the full text as markdown