# WINTOUR & COMPANY, INC. X-17A-5 (2021-03-01) — Broker-dealer annual report - Company: WINTOUR & COMPANY, INC. - Form: X-17A-5 - Filed: 2021-03-01 - Period: 2020-12-31 - Accession: 0001503345-21-000001 - CIK: 1503345 - File #: 8-68719 - Material weakness: No - Auditor: Ajsh & Co LLP - Auditor location: Rohini New Delhi, K7 - Contact: Christian Wintour - Phone: 5165350020 - Signed by: Christian Wintour (Chief Executive Officer) Original filing: https://www.sec.gov/Archives/edgar/data/1503345/000150334521000001/WCOAudit2020ft.pdf --- {0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . ... 12.00 SEC FILE NUMBER 8-68719 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | FACING PAGE | | |-------------|--| Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020
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MM/DD/YY
A. REGISTRANT IDENTIFICATION
NAME OF BROKER-DEALER: WINTOUR & COMPANY, INC.
ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)
213 FULTON STREET
(No. and Street)
WESTBURY
NEW YORK
(City)
(State)
NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TH IS REPORT
Christian Wintour
B. ACCOUNT ANT IDENTIFICA TJON
INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*
AJSH & CO LLP
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(Name - if mdividual. stale last. first. middle name) | /01/2020
AN D ENDING 01
MM/DD/YY
OFFICIAL USE ONLY j
FIRM I.D. NO.
11590
(Zip Code) | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 516-535-0020 | | | (Area Code - Telephont: Number) | | | | | | | | | | | ROHINI, NEW DELHI
C-7/227 , Sector-7 | INDIA
11085 | | (Address)
(City) | (State)
(Zip Code) | | C H ECK O NE:
certified Public Accountant
O
DPublic Accountant | | | [{]Accountant not resident in United States or any of its possessions. | | | FOR OFFICIAL USE ONLY | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e){2)* > Potential persons who are to respond to the colle-ction of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ **Wintour & Company, Inc.** ## **Financial Statements and Supplemental Schedules Required by the** U.S. **Securities and Exchange Commission** **Including Independent Auditor's Report Thereon and Supplemental Report on Internal Controls** **For the Year-Ended December 31, 2020** *\*This report is deemed confidential in accordance with Rule 1 7a-5(e)(3) under the Securities and Exchange Act of 1934. A statement of Financial Condition, bound separately. has been filed with the Securities and Exchange Commission simultaneously herewith as a public document.* {2}------------------------------------------------ ## Wintour & Company, Inc. **Financial Statements** Statement of Financial Condition As of and for the Year-Ended December 31, 2020 ## **Assets** | Cash and Cash Equivalents
Prepaid Expenses | 191,375
449 | |---------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------| | Total Assets | \$
191
,824 | | Liabilities and Stockholder's Equity | | | Current Liabilities
Accounts Payable | \$
2,310 | | Total Liabilities | \$
2,310 | | Common Stock: 200 Shares
Authorized, 53 issued and
Outstanding, no stated value
Additional !Paid-In Capital
Retained Earnings
Net Income | \$
56,000
(663·,540)
804,618
(7,564) | | Total Shareholder's Equity | 189,514
\$ | | Total Liabilities and Shareholder's Equity | \$
191,824 | The accompanying notes are an integral part of these financial statements. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.