# WINTOUR & COMPANY, INC. X-17A-5/A (2021-03-01) — Broker-dealer annual report - Company: WINTOUR & COMPANY, INC. - Form: X-17A-5/A - Filed: 2021-03-01 - Period: 2020-12-31 - Accession: 0001503345-21-000002 - CIK: 1503345 - File #: 8-68719 - Material weakness: No - Auditor: Ajsh & Co LLP - Auditor location: Rohini New Delhi, K7 - Contact: Christian Wintour - Phone: 5165350020 - Signed by: Christian Wintour (Chief Executive Officer) Original filing: https://www.sec.gov/Archives/edgar/data/1503345/000150334521000002/WCOAudit2020ft23.pdf --- {0}------------------------------------------------ #### UNITEDSTA TES SECURITIFSAND EXCHANGE COMMISSION Washington, D.C. 2.0549 OMS APPROVAL OMBNumber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | | | &-68719 | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17 a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | |-----------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------|-----------------------------------------|--------------------|--| | | | | ----------------------
1-.11-.l DUYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAMEOFBROKER-DEALER: WINTOUR & COMPANY, INC. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUS[NESS: (Do not usc P.O
. Box No.) | | | | FIRM I.D. NO. | | | 213 FULTON STREET | | | | | | | WESTBURY | (~o. and Street)
NEW YORK | | 11590 | | | | | | | (Zip C<>Christian Wintour | | | 516-535-0020 | | | | | | | (Ar~a Code | Tdcphune :-\umber) | | | INDEPENDENT PUBLIC ACCOUNTANT w11osc opinion is contained in this Report*
AJSH & CO LLP | | | | | | | C-7/227 , Sector-7 | ROHINI, NEW DELHI | | INDIA | 11085 | | | (Addr.:
) | (Cit~ ) | (Sial.:) | | (Zip Cod.:} | | | CHECK ONE:
D
Certified Public Accountant
0
Public Accountant
[l] Accountant not resident in U nitcd S | tates or any or its possessions.
FOR OFFieiAL USE ONLY | | | | | | *Claims for exemption from rhe requirement/hal the annual report he CO\I(!red hy the upin ion of an independent puh/ic accountant | | | | | | *must he .I'Upported b\_\.· a statement of facts and circumstances relied on as the hasisjiJr /he exemption. ,\'ee ,','eclion J.J0./7a-5(e)(JJ* Potential persons who are to respond to the collec:tion of Information contained In this form are not required to respond unless the form displays a current! y vall d OMB control number. {1}------------------------------------------------ ## **Wintour & Company, Inc.** ## **Financial Statements and Supplemental Schedules Required by the** U.S. **Securities and Exchange Commission** **Including Independent Auditor's Report Thereon and Supplemental Report on Internal Controls** #### **For the Year-Ended December 31, 2020** *\*This report is deemed confidential in accordance with Rule 17a-5(e}(3) under the Securiiies and Exchange Acl of 1934.* A *statement of Financial Condition. hound separately. has* h(1e11 *filed with the Securities and Exchange Commission simultaneously herewith as a public document\_* {2}------------------------------------------------ ### Wintour & Company. Inc. Financial Statcm ents Statement of Financial Condition As of and for the Year-Ended December 31, 2020 ### Assets | Cash and Cash Equivalen1s
Prepaid Expenses | 191,375
449 | |-------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------| | Total Assets | \$
191,824 | | Liabilities and Stockholder's Equity | | | Current Liabilities | | | Accounts Payable | 2,310
\$ | | Total Liabilities | 2,310
\$ | | Common Stock: 200 Shares
Authorized~ 53 issued and
Outstanding, no stated value
Additional Paid-In Capital
Retained Eamings
Net Income | 56,000
\$
(663 ,540)
804,618
(7,564) | | Total Shareholder's Equity | \$
189,514 | | Total Liabilities and Shareholder's Equity | 191,824
\$ | The accompanying notes are an integral part of these financial statements. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.