# WINTOUR & COMPANY, INC. X-17A-5 (2023-02-27) — Broker-dealer annual report

- Company: WINTOUR & COMPANY, INC.
- Form: X-17A-5
- Filed: 2023-02-27
- Period: 2022-12-31
- Accession: 0001503345-23-000002
- CIK: 1503345
- File #: 8-68719
- Type: Broker-dealer
- Material weakness: No
- Auditor: Mercurius and Associates LLP
- Auditor location: Delhi, K7
- Contact: Christian Wintour
- Phone: 5165350020
- Email: cwintour@wintourco.com
- Website: wintourco.com
- Signed by: Christian Wintour (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1503345/000150334523000002/2022WCOB.pdf

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

> ANNUAL REPORTS FORM X-17A-5 PART Ill

OMB APPROVAL OMB Number: 3235·0123 Expires: Oct. 31, 2023 Estimat ed average burden hours per response: 12

SEC FILE NUMBER 8-68719

FACING PAGE

Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under t he Securities Exchange Act of 1934

FILING FOR THE PERIOD BEGINNING 01 /01/22

MM/00/YY

AND ENDING 12/31/22 MM/00/YY

A. REGISTRANT IDENTIFICATION

# NAME OF FIRM: WINTOUR & COMPANY, INC.

TYPE OF REGISTRANT (check all applicable boxes):

0 Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)

# 21 3 FULTON STREET

|                                                                                                          | (No. and Street)                                           |         |                        |  |
|----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------------|--|
| WESTBURY                                                                                                 | NEW YORK                                                   |         |                        |  |
| (City)                                                                                                   | (State)                                                    |         | (Zip Code)             |  |
| PERSON TO CONTACT WITH REGARD TO THIS FILING                                                             |                                                            |         |                        |  |
| CHRISTIAN WINTOUR                                                                                        | 516-535-0020                                               |         | cwintour@wintourco.com |  |
| (Name)                                                                                                   | (Area Code- Telephone Number)                              |         | (Email Address)        |  |
|                                                                                                          | B. ACCOUNTANT IDENTIFICATION                               |         |                        |  |
| INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>MERCURI US & ASSOCIATES LLP |                                                            |         |                        |  |
|                                                                                                          | (Name - if individual, state last, first, and middle name) |         |                        |  |
| A-94/8 Wazirpur Industrial Area, Main Ring Road                                                          | Delhi                                                      | India   | 0052<br>11             |  |
| (Address)                                                                                                | (City)                                                     | (State) | (Zip Code)             |  |
| 2/10/2009                                                                                                |                                                            | 3223    |                        |  |
|                                                                                                          |                                                            |         |                        |  |

#### FOR OFFICIAL USE ONLY

\*Claims for exemption from the requirement t hat the annual reports be covered by the reports of an independent public accountant must be su pported by a statement of facts and circumstances relied on as the basis of t he exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable

Persons who are to respond t o the collection of information contained in this form are not required to respond unless the form displays a currently valid OMS control number.

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## **Wintour & Company, Inc.**

# **Financial Statements and Supplemental Schedules Required by the** U.S. **Securities and Exchange Commission**

# **Including Independent Auditor's Report Thereon and Supplemental Report on Internal Controls**

## **For the Year-Ended December 31,2022**

*\*This report is deemed confidential in accordance with Rule 1 7a-5(e)(3) under the Securities and Exchange Act of 1934. A statement of Financial Condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a public documenl.* 

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#### Wintour & Company, Inc. **Financial Statements**  Statement of Financial Condition As of and for the Year-Ended December 31, 2022

## **Assets**

| Cash and Cash Equivalents<br>Prepaid Expenses | 93,594<br>450    |
|-----------------------------------------------|------------------|
| Total Assets                                  | \$<br>94,044     |
| Liabilities and Stockholder's Equity          |                  |
| Current Liabilities                           |                  |
| Accounts Payable                              | \$<br>2,435      |
| Total Liabilities                             | \$<br>2,435      |
| Common Stock: 200 Shares                      |                  |
| Authorized, 53 issued and                     |                  |
| Outstanding, no stated value                  | 56,001<br>\$     |
| Additional Paid-In Capital                    | (746,605)        |
| Retained Earnings                             | 789,556          |
| Net Income                                    | (7,343)          |
| Total Shareholder's Equity                    | \$_~,609         |
| Total Liabilities and Shareholder's Equity    | \$<br>94<br>,044 |

The accompanying notes are an integral part of these financial statements.


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
