Full text of TOWERBROOK FINANCIAL, L.P.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | 1 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | 12<br>hours per response: | | SEC FILE NUMBER | | |-----------------|--| | 8-68721 | | | | | FACING PAGE 5, 17a-12, and 18a-7 er the Securities Exchange Act of 1934 | Information Required Lusines Track, 21 d. 7, and Togs, and The Seconder Cornalife. Accomment of Colories and CST | 01/01/21 | | | 12/31/21 | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|------------|-----------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | AND ENDING | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: TowerBrook Financial, L.P. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>🇿 Broker-dealer<br>[ ] Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | Park Avenue Tower, 65 East 55th Street, 19th Floor | | | | | | | | | (No. and Street) | | | | | | | New<br>York | | NY | | | 10022 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jennifer Glassman | 212-699-2262 | | | | jennifer.glassman@towerbrook.com | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. Accountant Identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | | | | 300 Madison Avenue | New York | | NY | | 10017 | | | (Address) | (City) | | (State) | | (Zip Code) | | | 10/20/2003 | | | 238 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e}(1)(ii), if applicable. Persons who are to respond to the collection of information contained in…Read the full text as markdown