Full text of EQUILIBRIUM CAPITAL SERVICES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES OMB APPROVAL OMB Number: 3235-0173 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-68722 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Equilibrium Capital Services, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Security-based swap dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 411 NW Park Ave, Suite 401 (No. and Street) Portland 97209 Oregon (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Celeste Moye 415-672-0559 celestecpa@comcast.net (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Moss Adams LLP (Name - if individual, state last, first, and middle name) 14555 Dallas Pkwy, Suite 300 Dallas Texas 75254 (Address) (City) (State) (Zip Code) 10/16/2003 659 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION 1.41 11 | William C Campbell \_ swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Equilibrium Capital Services, LLC 12/31 f is a di correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. | MARIAM ARMSTRONG<br>NOTARY PUBLIC, STATE OF NEW YORK<br>Registration No. 01AR6191075 | | |-------------------------------------------------------------------------------…Read the full text as markdown