# TC2000 BROKERAGE, INC. X-17A-5 (2020-02-27) — Broker-dealer annual report - Company: TC2000 BROKERAGE, INC. - Form: X-17A-5 - Filed: 2020-02-27 - Period: 2019-12-31 - Accession: 0001504000-20-000003 - CIK: 1504000 - File #: 8-68723 - Material weakness: No - Auditor: GOLDMAN AND COMPANY, CPAs PC - Auditor location: MARIETTA, GA - Contact: CURTIS WEEKS - Phone: 678-679-8642 - Signed by: CHRISTOPHER D WORDEN (PRESIDENT/CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1504000/000150400020000003/tc2000pub.pdf --- {0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. . . . . . . 12.00 | SEC FILE NUMBER | |-----------------| | 8-68723 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | AND ENDING 12/31/2019 | | | | |---------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: TC2000 Brokerage Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM LD. NO. | | | 6315 Boathouse Rd, STE 200 | | | | | | | (No. and Street) | | | | | Mina | NC | | 28403 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT
Curtis Weeks
678-679-8642 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIBICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Goldman and Company, CPAs PC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 3535 Roswell Rd. Suite 32 | Mariette | GA | 30062 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) Publicly AvAilable 2019 {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | J, Christopher D Worden | , swear ( or affirm) that, to the best of | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | TC2000 Brokerage Inc. | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of
������-"�������������������������������������-,
as | | of December 31 | 20 19
are true and correct. I further swear (or affirm) that | | classified solely as that of a customer, except as follows: | neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account | | ROBERTA L. DIABLE | | | Notary Public
North Carolina | | | New Hanover County | President/CEO | | l
i'IIS::i10).)&Ajlt
\
'J'J
otary Public
1./ (_o
-
·
t.J-vJ.JL 'it c2qpy
This report** contains (check all applicable boxes):
0
(a) Facing Page . | 0
� | | ./ (b) Statement of Financial Condition.
(c) Statement of Income (Loss). | | | (d) Statement of Changes in Financial Condition.
(e) Statement of Changes in Stockholders' Equity or Partners' or Sole Propr
(f) Statement of Changes in Liabilities Subordinated to Claims of Creditors.
(g) Computation of Net Capital. | ietors' Capital. | | (h) Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3.
(i) Information Relating to the Possession or Control Requirements Under Rule 15c3-3.
O G)
Computation for Determination of the Reserve Requirements Under Exhibit A of Rule 15c3-3. | A Reconciliation, including appropriate explanation of the Computation of Net Capital Under Rule l 5c3- l and the | | 0 (k) A Reconciliat
consolidation.
[2] (l) An Oath or Affirmation. | ion between the audited and unaudited Statements of Financial Condition with respect to methods of | | D (m) A copy of the SIPC Supplemental Report. | D (n) A report describing any material inadequacies found to exist or found to have existed since the date of the previous audit. | | ** For conditions of confidential treatment of certain portions of this filing | , see section 240. l 7a-5(e)(3). | {2}------------------------------------------------ ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of TC2000 Brokerage, Inc ### **Opinion on the Financial Statement** ; Basis for **Opinion** We have audited the accompanying statement of financial condition ofTC2000 Brokerage, Inc as of December o... 3 st 1 a , te 2 m 01 e 9 n , t a o n f d fi t n h a e n r c e ia la l t c ed on n d o it te io s n (c p o r ll es e e c n ti t v s e fa ly ir r ly efe , i rr n e a d ll to m as ate t r h ia e l fi re n s a p n e c c i t a s l , s t ta he te fi m n e a n n t c ). ia In l p o o ur sit o io p n in o io fT n, C th 2 e Brokerage, Inc as of December 31, 2019 in conformity with accounting principles generally accepted in the O United States of America. (.) This financial statement is the responsibility of TC2000 Brokerage, Inc's management. Our responsibility is to express an opinion on TC2000 Brokerage, Inc's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to TC2000 Brokerage, Inc in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. We have served as the Company's auditor since 2015. Goldman & Company, CPA's, P.C. Marietta, Georgia February 25, 2020 {3}------------------------------------------------ # **TC2000 BROKERAGE, INC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019** ## ASSETS | | | 2019 | |------------------------------------------------------------------------------|----|-----------| | Cash and cash equivalents | \$ | 40,299 | | Deposits with clearing broker | | 451,387 | | Right-of-Use asset | | 32,946 | | Prepaid expenses | | 27,181 | | Total assets | s | 5512813 | | LIABILITIES AND STOCKHOLDERS' EQUITY | | | | LIABILITIES | | | | Accounts payable, accrued expenses, credit card | \$ | 14,565 | | Due to Related Party | | 8,019 | | Right-of-Use liability | | 32,946 | | Total liabilities | | 55,530 | | STOCKHOLDERS' EQUITY | | | | Capital stock \$0 par value, 1,000 shares authorized, issued and outstanding | | -0- | | Additional paid-in-capital | | 638,322 | | Distributions | | (499,999) | | Retained Earnings | | 357,960 | | Total stockholders' equity | | 496,283 | | Total liabilities and stockholders' equity | \$ | 551,813 | The accompanying notes are an integral part of these financial statements. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.