# TC2000 BROKERAGE, INC. X-17A-5 (2024-02-27) — Broker-dealer annual report - Company: TC2000 BROKERAGE, INC. - Form: X-17A-5 - Filed: 2024-02-27 - Period: 2023-12-31 - Accession: 0001504000-24-000001 - CIK: 1504000 - File #: 8-68723 - Type: Broker-dealer - Material weakness: No - Auditor: GOLDMAN AND COMPANY, CPAS, PC - Auditor location: MARIETTA, GA - Contact: CURTIS WEEKS - Phone: 678-679-8642 - Email: curtis.weeks@tc2000brokerage.com - Website: tc2000brokerage.com - Signed by: CHRISTOPHER D. WORDEN (PRESIDENT AND CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1504000/000150400024000001/tc2000audit23.pdf --- {0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: 12 | | | | |------------------------|--|--|--| | SEC FILE NUMBER | | | | | 8-68723 | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** AND ENDING **12/31/2023** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIR4. TC2000 Brokerage, Inc. TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [l Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 6315 Boathouse Rd, STE 200 | | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------------------|----------------------------------|----------------------------------------|--| | Wilmington | | NC | | 28403 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Curtis Weeks | | 678-679-8642 | Curtis.weeks@tc2000brokerage.com | | | | {Name) | | (Area Code -- Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing
Goldman and Company, CPAs, PC | | | | | | | | | (Name --if individual, state last, first, and middle name)
Marietta | GA | 30062 | | | 3535 Roswell Rd, STE 32
(Address) | | (City) | (State) | (Zip Code) | | | | | | | | | | 06/25/2009
rte ofRegistratlon with PCAOB)Ofapplkable) FOR OFFICIAL USE ONLY | | | 1952 | (PCAOB RegistraUoo Numbe,, "applicab�I | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** 1, Christopher D. Worden swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TC2000 Brokerage, Inc. as of 12/31 .220@3, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ![](_page_1_Figure_3.jpeg) Title: t *ROBERTA* L. **DIABL£** > Notary Public President and CEO Ni%ry +6tie *7@(Si~K,@ceff* L*Ju:* 7,2*02/ ·zu4 ,AR* t #### **This filing contains (check all applicable boxes):** - Iii (a) Statement offinancial condition. - □ (b) Notes to consolidated statement of financial condition. - D {c) Statement of income {loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in \$ 210.1-02 of Regulation **S-X).** - □ (d} Statement of cash flows. - (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. □ - (f} Statement of changes in liabilities subordinated to claims of creditors. □ - (g) Notes to consolidated financial statements. □ - (h} Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. □ - (i) Computation of tangible net worth under 17 CFR 240.18a-2. □ - (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. □ - □ {k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - □ {I) Computation for Determination of PAB Requirements under Exhibit A to 5 240.15c3-3. - El (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - □ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - □ ( o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - □ (p) Summary of financial data for subsidiaries not consolidated in the statement offinancial condition. - Iii (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. - D (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - E (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - Iii (t) Independent public accountant's report based on an examination of the statement of financial condition. - D (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - □ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - □ (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - □ (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12, as applicable. - □ (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - 0 (z) Other: \_ *To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable.* {2}------------------------------------------------ #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholder and Management of TC2000 Brokerage, Inc # **Opinion on** z **the Financial Statement** We have audited the accompanying statement of financial condition of TC2000 Brokerage, Inc as of December � < 31, 2023, and the related notes (collectively referred to as the financial statement). In our opinion, the� CL statement of financial condition presents fairly, in all material respects, the financial position of TC2000 Brokerage, Inc as of December 31, 2023 in conformity with accounting principles generally accepted in the I i ,..... United States of America. *.4* **Basis for Opinion** pEEssesEErj{ &lt; This financial statement is the responsibility ofTC2000 Brokerage, Inc's management. Our responsibility is to express an opinion on TC2000 Brokerage, Inc's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to TC2000 Brokerage, Inc in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. We have served as the Company's auditor since 2015. Goldman & Company, CPA's, P.C. Marietta, Georgia February 24, 2024 ; 1 f E 4 I l f I , % I I l l i *1* I ! I I l ! i ! ; I I 1 l ! 1 i 1 l l ! t 5 I i i 5 {3}------------------------------------------------ ### **TC2000 BROKERAGE, INC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023** ### ASSETS | Cash and cash equivalents | \$
65,860 | |------------------------------------------------------------------------------|---------------| | Deposit with clearing broker | 250,000 | | Cash with clearing broker | 178,676 | | Right-of-Use asset | 106,154 | | Prepaid expenses | 41.518 | | | | | Total assets | \$
642,208 | | | | | LIABILITIES AND STOCKHOLDERS' EQUITY | | | LIABILITIES | | | Accounts payable, accrued expenses, credit card | \$
7,525 | | Right-of-Use liability | 109.315 | | | | | Total liabilities | 116,840 | | | | | STOCKHOLDERS' EQUITY | | | Capital stock \$0 par value, 1,000 shares authorized, issued and outstanding | -0­ | | Additional paid-in-capital | -0­ | | Distributions | (700,000) | | Retained Earnings | 704,706 | | Net Income | 520,662 | | | | | Total stockholders' equity | 525.368 | | | | | Total liabilities and stockholders' equity | \$
642.208 | | | | Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.