Full text of SGI SECURITIES LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE **NUMBER** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 8-68732 FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | __<br>0_1_/_0_1_/2_4<br>MM/DD/YY | __<br>AND ENDING | ___<br>__<br>1_2_/3_1 /_2_4<br>MM/DD/YY | | | |---------------------------------|----------------------------------|------------------|-----------------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | # NAME oF FIRM: SGI Securities LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|------------| | New York | NY | | 10001 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Andrew Schupak | 212-582-4210 | as@sgic-securities.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | • Weaver and Tidwell, LLP | | | | | 4400 Post Oak Parkway, Suite 11 oo Houston | (Name - if individual, state last, first, and middle name) | | 77027 | | (Address) | (City) | TX<br>(State) | (Zip Code) | | 10/14/2003 | | 410 | | | T"' al | Reg;,u,tioo with PCAOB )1-if-ap_p_lic-a-bl-e)_F_O_R_O_F_F_IC_I_A_L_U_S_E_O_N_L_Y __ | | | CFR 240.17a-S(e)(l 11cable. Persons who are to r d to the collection of information contained in this form are not required to respond unless the form **displays a currently 0 MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, Aocirew Schupak swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of SGI Securities LLC as of **12/31** 2~ is true and correct. I…Read the full text as markdown