Full text of BERKERY NOYES SECURITIES, LLC's X-17A-5 filed 2026-04-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PARTIII FACING PAGE** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68750 **Information Required Pursuant to** Rules 17a-5, **17a-12, and 18a•7 under** the **Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /25** MM/DD/YY AND ENDING **12/31 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Berkery Noyes Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 250 Park Avenue, 14th Floor (No. and Street) New York **NY** 10177 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Martin Magida (212) 668-3355 martin.magida@bnsecurities.com (Name) (Area Code - Telephone Number) (Email Address} **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PKF O'Connor Davies LLP (Name - if individual, state last, first, and middle name) 245 Park Avenue, 12th Floor **New York NY 10167** (Address) (City) (State) (Zip Code) **rt• of Reg;sn,fo" wtth PCAOB)Of applkable) FOR OFFICIAL USE ONLY )PCAOB Regis(caUo" N"mbe<, ;f applkable)I** \* Cfaims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Martin Magida | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of Berkery Noyes Securities, LLC | | as of | | December 31 | 2~<br>is true and correct. I further swear (or affirm) that neither the company nor any | | partne…Read the full text as markdown