Full text of CGIS SECURITIES LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /25** AND ENDING **12/31 /25** | | | MM/DD/YY | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|----------|----------------------------|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: CGIS Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 990 Biscayne Blvd., Suite 901 | | | | | | | (No. and Street) | | | | | | | Miami | FL | | 33132 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Robert Gilman | 561-771-0036 | | rgilman@mavenstrategic.com | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Baker Tilley US, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 1301 Riverplace Blvd, Suite 2400 Jacksonville | | FL | 32207 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/22/2003 | | 23 | | | | | r••<br>of Regl;tratio" wOh PCAOB)(lt applkable) | | | | | | | | FOR OFFICIAL USE ONl Y | | | | | " Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported **by** a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information co…Read the full text as markdown