Full text of HOULIHAN CAPITAL, LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SEC FILE NUMBER | |--|-----------------| | | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 01/01/2025 | AND ENDING | 12/31/2025 | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Houlihan Capital, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 200 West Madison Street, Suite 2150 | | | | | | | (No. and Street) | | | | | Chicago | | | | 60606 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sam Chaffee | 216-273-3588 | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>LMHS, P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 80 Washington Street, Bldg. S Norwell | | | MA | | | (Address)<br>February 24, 2009 | (City) | 3373 | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | {1}------------------------------------------------ | ı Sam Chaffee | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------|---------------------------------------------------------------------| | financial report pertaining to the firm of Houlihan Capital, LLC | as of | | Doromhar 31<br>2000 | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ # HOULIHAN CAPITAL, LLC REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED DECEMBER 31, 2025 The report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial c…Read the full text as markdown