Full text of PALAZZO SECURITIES LLC's X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PALAZZO SECURITIES, LLC (S.E.C. NO. 8-68792)** # **Statement of Financial Condition December 31, 2025 and Independent Auditor's Report** This report is filed as a PUBLIC document in accordance with rule 17a-5(e)(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES **SECURITIES AND EXC.HANGE COMMISSION** Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | f'IMB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-68792 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2025** MM/OD/VY AND ENDING **12/31/2025 A. REGISTRANT IDENTIFICATION** NAME OF FtRM: Palazzo Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): MM/OD/VY [!] Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 145 West 57th Street - 17th Floor (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10019 (Zip Code) William E Rankel 917 225 2478 bill@finopsvcs.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Alperin, Nebbia & Associates, CPA, PA (Name - If individual, state last, flrst, and middle name) 375 Passaic Avenue Fairfield NJ (Address) (City) (State) 02/24/2009 3397 07004 (Zip Code) (Date of Registration with PCAOB)(lf applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstl!nces relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Philip Palazzo | swear (or affirm) that, to the best of…Read the full text as markdown