Full text of SIENA GLOBAL SECURITIES, LLC's X-17A-5 filed 2026-03-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | 8-68797 | |----------|------------------------------------------------------------------------------| | | SEC FILE NUMBER | | 1122 JUN | Expires; Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | OMB APPROVAL OMB Number: 3235-0123 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 1/1/25 | | AND ENDING 12/31/25 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|--------------------------------------------|------------| | MM/DD/YY | | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Siena Global Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer D Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2992 Burdeck Drive | | | | | | | (No. and Street) | | | | | Oakland | CA | | 94602 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Helene Berson | 4152033960 | | hbersoncpa@gmail.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>LMHS, P.C. - Certified Public Accountants and Advisors | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 80 Washington Street, Bldg S | Norwell | | MA | 02061 | | (Address) | (City) | | (State) | (Zip Code) | | 2/24/09 | | 3373 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of i…Read the full text as markdown