MERCAP SECURITIES, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of MERCAP SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MERCAP SECURITIES, LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001512641-20-000002
• CIK: 1512641
• File #: 8-68810
• Material weakness: No
• Auditor: Elliott Davis, LLC
• Auditor location: Raleigh, NC
• Contact: LaRee L Holloway
• Phone: 678-954-4036
• Signed by: Dale A. Pope (President & CEO)

Document text (excerpt)

X-17A-5 0001512641 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N MERCAP SECURITIES, LLC 73 CHESTNUT ROAD SUITE 400 PAOLI PA 19301 LaRee L Holloway 678-954-4036 Elliott Davis, LLC 5410 Trinity Road Suite 320 Raleigh NC 27607 Certified Public Accountant Dale A. Pope MERCAP SECURITIES, LLC 12-31-2019 Dale A. Pope President & CEO Y

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Other filings by this registrant

• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-02
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-02-28

Original filing on SEC EDGAR (source of record)