SPURRIER CAPITAL PARTNERS LLC X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of SPURRIER CAPITAL PARTNERS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # SPURRIER CAPITAL PARTNERS LLC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31,2020 PUBLIC {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCBANGECOMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A .. s PART Ill OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 | SEC FilE NUMBER | |-----------------| | 8-69540 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORTFOR THEPERIODBEGINNING01/01/2020 | | AND ENDING 12/31/2020 | | | | |----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|-------------------------------|--|--| | | MMJDDNY | | MMIDDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: SPURRIER CAPITAL PARTNERS, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | | | FIRM 1.0. NO. | | | | 505 PARK AVENUE, 16th FLOOR | | | | | | | | (No. and Street) | | | | | | NEW YORK | NY | | 10022 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>GENNARO J. FULVIO | | | (212) 490-3113 | | | | | | | (Area Code- Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | LERNER & SIPKIN CPA's, LLP | | | | | | | | (Name- if individual, state last, first, middle name) | | | | | | 420 LEXINGTON AVENUE | NEW YORK | NY | 10170 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | I ,f I<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who· are to respond to the collection of information contained in this fo.rm are not requ…

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