Full text of PEAKSTONE SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** SEC FILE NUMBER 8-68835 0MB APPROVAL | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------|--------------------------|--|--|--|--|--| | | FILING FOR THE PERIOD BEGINNING O 1/01 /25 | AND ENDING 12/3<br>1 /25 | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAMEOFFIRM: PEAKSTONE SECURITIES, LLC | | | | | | | | | | | | | | | | | TYPE OF REG ISTRANT {check all applicable boxes): C!J Broker-dealer □ Securit y-based sw ap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.)** | | | 550 West Van Buren Street, Suite 1460 | | | | |--|--|---------------------------------------|--|--|--| | | | | | | | | | | (No. and Street) | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--------------------------------|-----------------|-----------------------|--|--| | Chicago | | IL | | 6067 | | | | (City) | | (Stat e) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | | | STEPHEN SLEIGH | | (312) 204-7300 | | ssleigh@peakstone.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his f iling*<br>Rubio CPA, PC<br>(Name - if individual, state last, first, and middle name) | | | | | | | | 3500 Lenox Road NE Suite 1500 | | Atlanta | GA | 30326 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 05/05/09 | | | 3514 | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requ irement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as t he basis of t he exempt ion. S…Read the full text as markdown