Full text of VISTA POINT ADVISORS, LLC's X-17A-5 filed 2019-02-21 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS DECEMBER 31, 2018 {1}------------------------------------------------ ### **TABLE OF CONTENTS** | Facing Page | 1 | |----------------------------------------------------------------------------------------------------------------------------------------------------|----------| | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Statement of Income | 5 | | Statement of Changes in Members' Capital | 6 | | Statement of Cash Flows | 7 | | Notes to the Financial Statements | 8-<br>16 | | Supporting Schedules | 17 | | Schedule I:<br>Computation of Net Capital for Brokers and Dealers Pursuant to<br>Rule 15c3-1 Under the Securities and Exchange Act of 1934 ("SEA") | 18 | | Reconciliation with Company's Net Capital Computation | | | Schedules II and III:<br>Computation for Determination of<br>Reserve Requirements Under SEA Rule 15c3-3 | 19 | | Report on Exemption Provisions | 20 | | Review Report of Independent Registered Public Accounting Firm | 21 | | SEA 15c3-3 Exemption Report | 22 | | Report on SIPC | 23 | | Report of Independent Registered Public<br>Accounting Firm on Applying Agreed Upon Procedures | 24 | | SIPC Report | 25 | {2}------------------------------------------------ UNITEDST ATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . ....... 12.00 ## ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill | | | SEC FILE NUMBER | |--|--|-----------------| |--|--|-----------------| 8-68852 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ___<br>_ :::O""'l/"""O""'li:.1,_8 | ___<br>AND ENDING | ___<br>___<br>_<br>~12=/3=1"-'/1=8 | |-----------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|------------------------------------| | | MM/DO/YY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Vista Point Advisors, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>555 Mission Street, Suite 2650 | | | FIRM I.D. NO. | | | (No. and Street) | | | | San Francisco<br>California | | 941…Read the full text as markdown