Full text of TORINO CAPITAL, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | OMB APPROVAL | |------------------------------------|--------------------------| | | OMB Number: 3235-0123 | | SECURITIES AND EXCHANGE COMMISSION | Expires:Nov. 30, 2026 | | Washington,D.C. 20549 | Estimated average burden | | OMB Number: 3235-0123 | |---------------------------| | Expires:Nov. 30, 2026 | | Estimated average burden | | 12<br>hours per response: | **SEC FILE NUMBER 8-68855** ## **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** | FILING FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | |---------------------------------|------------|------------|------------| | | MM/DD/YY | | MM/DD/YY | | | | | | **A.REGISTRANT IDENTIFICATION** #### **NAME OF FIRM:** .Torino Capital, LLC **TYPE OF REGISTRANT (check all applicable boxes):** **E Broker-dealer Security-based swap dealer Major security-based swap participant** Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do not use <sup>a</sup> P.O. box no.)** | Third<br>Avenue<br>733<br>, | 16th<br>Floor | | | | |--------------------------------------------------|-----------------------------------------------------------------------------------|-----------------|-------------------------------------------|--| | | (No.andStreet) | | | | | New<br>York | York<br>New | | 10017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sierra<br>Victor | 212-661-2400 | | victorsierra@torinocap.com | | | (Name<br>) | (Area Code-Teephone Number) | (Email Address) | | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | George<br>Phillip<br>V<br>, | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PLLC | | | | | | (Name -if individual,state last,first,and middle name) | | | | | 5179<br>CR<br>1026 | Celeste | TX | 75423 | | | (Address) | (City) | (State) | (Zip Code) | | | 02/24/2009 | | 3366 | | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number,if applicable) | | | | FOR OFFICIAL USE ONLY | | | | •Claims for exemption from the requirement that the annualreports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 2…Read the full text as markdown