Full text of LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC's X-17A-5/A filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-68856 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------|--| | 01/01/2023<br>12/31/2023 | | | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | LaSalle<br>NAME OF FIRM: _______________________________________________________________________ | Investment<br>Management | Distributors, | LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 333<br>West<br>Wacker<br>Drive,<br>_____________________________________________________________________________________ | Suite<br>2300 | | | | | | (No. and Street) | | | | | Chicago<br>_____________________________________________________________________________________ | IL | | 60606 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Estee<br>Dorfman<br>_____________________________________________________________________________________ | (781)780-7069 | | estee@dorfman-finop.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG,<br>LLP<br>_____________________________________________________________________________________ | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 200<br>East<br>Randolph<br>Drive<br>_____________________________________________________________________________________ | Chicago | IL | 60601 | | | (Address) | (City) |…Read the full text as markdown