# BROADHAVEN SECURITIES LLC X-17A-5 (2017-02-24) — Broker-dealer annual report

- Company: BROADHAVEN SECURITIES LLC
- Form: X-17A-5
- Filed: 2017-02-24
- Period: 2016-12-31
- Accession: 0001519614-17-000003
- CIK: 1519614
- File #: 8-68862
- Material weakness: No
- Auditor: Topel Foreman, L.L.C.
- Auditor location: Chicago, IL
- Contact: Gregory Phillips
- Phone: 312-621-9801
- Signed by: Gregory Phillips (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1519614/000151961417000003/AccntRptshort.pdf

---

X-17A-5

 0001519614
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 BROADHAVEN SECURITIES LLC

 125 S CLARK STREET
 SUITE 3050
 CHICAGO
 IL
 60603

 Gregory Phillips
 312-621-9801

 Topel Foreman, L.L.C.

 500 N. Michigan Ave
 Chicago
 IL
 60611

 Certified Public Accountant

 Gregory Phillips
 BROADHAVEN SECURITIES LLC
 12-31-2016
 Gregory Phillips
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.