Full text of CITIC SECURITIES INTERNATIONAL USA, LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CITIC Securities International USA, LLC (a wholly-owned subsidiary ofCLSA Americas Holdings, Inc.) Statement of Financial Condition Pursuant to the Securities Exchange Act of 1934, Rule 17a-5 December 31, 2024 (With Independent Registered Public Accounting Firm's Report Thereon) {1}------------------------------------------------ | | 0MB APPROVAL | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|------------------------------------------|--| | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | | | | FORM X-17A-5 | SEC FILE NUMBER | | | | PART Ill | 8-68887 | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securiti~s'E~~harige A~t of 1934 | • • I<br>'<br>•<br>~ | | | FILINGFORTHEPERIODBEGINNING | ---------<br>01/01/24<br>ANDENDtNG0 | 12/31/24<br>·' | | | | MM/DD/VY | MM/DD/ Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : CITIC Securities International USA, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1155 Avenue of the Americas, 17th Floor | | | | | (No. and Street) | | | | | | | | | New York | New York | 10036<br>(Zip Code) | | | (City) | (State) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | William C. Holub | 212-549-5062 | william. holub@clsa.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | KPMG LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 345 Park Avenue | New York | NY<br>10154 | | | (Address) | (City) | (State)<br>(Zip Code) | | | rte of R,g,.t,atloa w;th PCAOB}{lf appllcableJ | | {PCAOB R,glstrat~" N,mbe,, If appHcabl,J | | | | FOR OFFICIAL USE ONLY | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-…Read the full text as markdown